This top regional bank is looking for an experienced compliance review expert to join their growing team. You will need to have 3-5 years with compliance review/regulatory experience in a wholesale or commercial banking environment. This is an assistant manager to manager grade position. This role offers wide exposure and an exciting platform. Candidates from a Big Four, Compliance, Legal, Risk, Audit, or Controls background will be suitable. Must have banking experience.

Responsibilities

• Conduct periodic and ad hoc checking on the bank’s business and operations to assure that key controls are in place and the bank has complied with relevant laws, regulations, codes and bank’s standards from a regulatory compliance perspective.
• Provide comments on policies and procedures of business and operations units from a regulatory compliance perspective.
• Provide advice on compliance related matters.

Requirements

• Degree or above with major in Law, Banking, Finance or related disciplines
• Minimum 3-5 years relevant experience in compliance review in banks/regulators
• Well versed with Banking Ordinance, SFO, HKMA guidelines/circulars, DPS and other regulatory requirements
• Fluent English, Cantonese, and Mandarin

If you would like to apply for this role or find out more, please contact Megan Craighead at Robert Walters on 2103 5377 quoting the Job Reference QPD/. Find out more Legal & Compliance job opportunities or information, visit our website www.robertwalters.com.hk.