Key responsibilities:

• Monitor trade surveillance alerts and escalate as necessary
• Work closely with US trade surveillance team to implement and improve trade surveillance program
• Advise business and compliance team as needed
• Keep up to date on related regulatory and conduct requirements

Key requirements:

• At least 5-7 years of relevant experience in a banking environment
• At least 2 years in a compliance trade surveillance position. Those with front office trading background will also be considered
• Demonstrated product knowledge in FX, equities, Fixed Income, and/or Derivatives　

If you would like to apply for this role or find out more, please contact Megan Craighead at Robert Walters on megan.craighead@robertwalters.com.hk  quoting the Job Reference QPD/. Find out more Legal & Compliance job opportunities or information, visit our website www.robertwalters.com.hk.