Key responsibilities

• Provide compliance advice to business units of the Bank to ensure full compliance with regulatory requirements and group standards.
• Review policies, procedures, marketing materials, new product proposals and customer correspondence, as well as carry out compliance review.
• Support local compliance risk assessments, ensuring that they are completed effectively, with monitoring plans prepared and executed.
• Study the new regulations / consultation papers issued by regulatory bodies and assist in fostering the compliance culture of the Bank.
• Partner with regional/country teams leveraging resources as needed to execute Compliance oversight and support of the commercial　banking business.

　Key　Requirements

• Minimum of 3-5 years’ experience in compliance, audit or related field, with hands on exposure to commercial banking services.
• Good knowledge of rules, regulations and statutory requirements from the Hong Kong Monetary Authority and the Securities and Futures Commission.
• Strong self-motivation, with good communication, interpersonal and analytical skills.
• Proficiency in English and Chinese

If you would like to apply for this role or find out more, please contact Megan Craighead at Robert Walters on megan.craighead@robertwalters.com.hk  quoting the Job Reference QPD/. Find out more Legal & Compliance job opportunities or information, visit our website www.robertwalters.com.hk.