Job Description

This leading Asian bank is building out their compliance advisory team. You will work closely with the commercial banking business to ensure compliance practices are in place and HK regulations (HKMA and SFC) are implemented. You will also be on hand to answer any compliance related queries from the business. This bank has a very exciting growth story and provide great career development and exposure.

Key responsibilities

  • Provide compliance advice to business units of the Bank to ensure full compliance with regulatory requirements and group standards.
  • Review policies, procedures, marketing materials, new product proposals and customer correspondence, as well as carry out compliance review.
  • Support local compliance risk assessments, ensuring that they are completed effectively, with monitoring plans prepared and executed.
  • Study the new regulations / consultation papers issued by regulatory bodies and assist in fostering the compliance culture of the Bank.
  • Partner with regional/country teams leveraging resources as needed to execute Compliance oversight and support of the commercial banking business.

Key Requirements

  • Minimum of 3-5 years’ experience in compliance, audit or related field, with hands on exposure to commercial banking services.
  • Good knowledge of rules, regulations and statutory requirements from the Hong Kong Monetary Authority and the Securities and Futures Commission.
  • Strong self-motivation, with good communication, interpersonal and analytical skills.
  • Proficiency in English and Chinese

If you would like to apply for this role or find out more, please contact Megan Craighead at Robert Walters on 2103 5377 quoting the Job Reference QPD/. Find out more Legal & Compliance job opportunities or information, visit our website