Job Description

 Key Responsibilities

  • Advise global markets teams on procedures and policy matters to ensure compliance with suitability and other requirements
  • Work together with senior staff to advise on new products and business
  • Review marketing materials and advise on cross border business activities
  • Assist other compliance functions with tasks such as investigation, surveillance and monitoring

Key Requirements

  • Have Markets Compliance or Legal experience for 5+ years
  • Understand investment bank organization and familiar with the key compliance policies
  • Passionate about markets and products
  • Solid understanding of HK regulatory space

If you would like to apply for this role or find out more, please apply online or contact Megan Craighead at Robert Walters on quoting the Job Reference QPD/615090.