Job Description

This global asset manager is hiring several junior or mid-level compliance officers to work in a tighly knit regional team of roughly 30 people. These professionals can come from a variety of backgrounds but must have some exposure to the asset management industry and understanding of relevant regulations impacting this business.

Candidates will be involved in:

- full breadth of regional compliance and project management in developing a best in class compliance programme

- developing top line AML, KYC procedures

- full range of investment compliance including the development of an investment monitoring programme, pre-trade and post-trade related compliance work

- licensing, SFC reporting, and regulatory compliance matters as required

- any additional ad hoc duties the regional compliance team will perform

These candidates should have:

- experience in either a compliance consulting firm or Big4 with specific exposure to the asset management indsutry

- good knowledge and desire to learn other areas of the compliance function

- ability to work in a regional team; strong communication skills in English language (written & spoken)


If you would like to apply for this role or find out more, please contact Tony Wilkey at Robert Walters on quoting the Job Reference WDM/. Find out more Legal & Compliance job opportunities or information, visit our website