Job Description

This person will be responsible for:

- leadership within the breadth of the compliance function including monitoring investment and sales operations, investment compliance, and advising on internal controls

- advising the business on any change in the regulatory regime or relevant updates affecting the asset management business

- performing investment compliance on active markets investments including review of investment restrictions, oversight of guideline coding, and daily monitoring and review of investment positions

- leadership within general compliance function including central compliance, ethics, AML/KYC, and review of marketing materials


This person must have:

- fluent in English and Mandarin

- 8+ years total working experience, 6+ years within risk, compliance or control function at a global asset management company

- strong understanding of both investment compliance and general compliance requirements

- product knowledge of relevant asset management investments including mutual funds, trusts, and alternative investments


If you would like to apply for this role or find out more, please contact Tony Wilkey at Robert Walters on  quoting the Job Reference WDM/. Find out more Legal & Compliance job opportunities or information, visit our website