Job Description

Key responsibilities:

  • Monitor trade surveillance alerts and escalate as necessary
  • Work closely with US trade surveillance team to implement and improve trade surveillance program
  • Advise business and compliance team as needed
  • Keep up to date on related regulatory and conduct requirements

Key requirements:

  • At least 5-7 years of relevant experience in a banking environment
  • At least 2 years in a compliance trade surveillance position. Those with front office trading background will also be considered
  • Demonstrated product knowledge in FX, equities, Fixed Income, and/or Derivatives 

If you would like to apply for this role or find out more, please contact Megan Craighead at Robert Walters on  quoting the Job Reference QPD/. Find out more Legal & Compliance job opportunities or information, visit our website