Job Description

Key Responsibilities

  • Maintain up-to-date knowledge and understanding of Hong Kong regulatory requirements, expectations and industry practices in respect of the banking business
  • Liaise with Hong Kong regulators (SFC and HKMA) and exchanges to oversee regulatory compliance matters
  • Provide effective and coordinated compliance advice and assistance to the businesses to enable them to meet their compliance responsibilities taking into consideration best market practice and regulatory requirements, as well as compliance with internal policies, procedures and processes
  • Creation and/or maintenance of compliance policies, procedures and processes to reflect regulatory and internal requirements

Key Requirements

  • 6+ years of relevant compliance advisory experience in a bank
  • Detailed knowledge of corporate and investment banking products and associated laws, regulations and practices. In particular, a detailed knowledge of Hong Kong regulatory requirements relating to corporate banking is required, with the ability to translate relevant requirements into workable proposals for implementation by senior management
  • Proven and extensive experience in dealing with HKMA and SFC is required. Experience dealing with the Chinese regulatory authorities an advantage
  • Strong English communications skills 

If you would like to apply for this role or find out more, please contact Megan Craighead at Robert Walters on quoting the Job Reference QPD/. Find out more Legal & Compliance job opportunities or information, visit our website